UNEXPECTED
ILLUSTRATIONS OF AYN RANDS PHILOSOPHY OF AESTHETICS
Libertarians do not often tackle the subject
of art at their meetings and in their publications. Yet, one of
the great sources of inspiration for most libertarians is Ayn
Rand, who did not hesitate to make such forceful statements as
Art is inextricably tied to mans survival and
Of all human products, art is perhaps the most
important (to this last statement she added ..and the
least understood).
Why is art so little understood by
libertarians and why do we neglect art studies? We
libertarians write much about economics and the law, and
certainly artists encounter the same types of problems we
denounce in these two areas: confiscation of their work,
censorship, all kinds of limits on their freedom of expression.
Outside these two areas, however, libertarians are mostly
indifferent to the plight of artists, possibly for two reasons:
first, virtually all artists today lean towards
collectivist/statist political inclinations, and secondly, most
of what modern artists produce and profess to be art
is considered by most people as trash, certainly when it comes to
painting and sculpture. By the same token, artists have little
time for libertarians, who they perceive (quite correctly) as a
threat to state support of their activities.
Amidst this confusion on the art scene in
our century, Ayn Rand offers an original theory of aesthetics. My
intention with you today is to put this theory to the test, to
see where it leads us to. I shall focus on paintings and
sculptures, and more specifically, I will examine how Rands
aesthetics can help us to reassess certain artistic works that
are for the most part spurned today, specifically art produced
under the National/Socialist and Communist regimes. I propose to
start by summarising Rands philosophy of aesthetics, and
then I shall comment on a few slides of paintings and sculptures
of the National/Socialist and Communist periods.
Ayn Rands philosophy of art is
developed in several essays, which have been collected in a book
entitled The Romantic Manifesto.
Before examining Rands view of
aesthetics, however, let us begin with her epistemology. Rand
believed that her philosophy was a fully integrated system, that
all its elements -- aesthetics, ethics, epistemology -- were
interrelated, and Rands epistemology is the foundation of
her aesthetics.
In her epistemology, Rand draws our
attention to the fact that we humans obtain our information about
reality through a process of integration. We integrate from a
lower level of awareness to a higher one: from senses into
percepts and from percepts into concepts. The very first
information we glean about our world comes to us through our
senses: an object is either hot or cold, light or dark, big
or small. At this level, we function not unlike animals. But
where animals can go no further, humans can. Humans can
identify sensory data as objects and can put a name on them,
i.e., humans can form percepts (these green and tall objects out
there are trees, and tree is a percept), and
then we can progress by integrating two or more single isolated
percepts into a concept (these trees form a forest). Even
if I cannot see the forest (for instance, it may extend for miles
and I am not in a helicopter), I still know by process of
abstraction that all these trees form something that I, and all
of us, can identify as a forest.
Now, to make things a bit more complex, Rand
differentiates between two types of concepts: one type
states the facts of reality: a forest, an orchestra... These are cognitive
abstractions. They tell us what is. The other type deals with
what ought (or ought not) to be. These are normative
abstractions, for instance beauty, truth,
good, evil. This is precisely what ethics
is concerned with. Normative concepts are what we use to guide us
in our actions and to set ourselves goals.
All of these concepts are integrated into metaphysical
value judgements. True value judgements maintain unity and
coherence in a mans life. Rand poetically labels this inner
personal coherence A theme song of a persons
life.
What has all this to do with aesthetics, and
specifically with painting and sculpture ?
I have just stated that human cognition
begins with the ability to perceive entities directly through our
senses, mostly by touch and sight. However, to quote Rand
All the arts are conceptual in essence, all are products
of, and addressed to, the conceptual level of mans
consciousness.
This is a fundamental point because we have
here Rands repudiation of all forms of abstract paintings.
Abstract painting and sculpture do not attempt to deal with the
viewer above the level of the senses, i.e., the animal level.
In her essay Art & Cognition,
Rand states: Whereas the essence of art is integration,
the keynote and goal of modern art is nothing less than the
disintegration of mans conceptual faculty. She
goes on to say To reduce mans consciousness to
the level of senses, with no capacity to integrate them is the
intention behind the reducing of painting to smears and of
sculpture to slabs. Abstract art, therefore, is a war
against reason.
Most people who do not have a vested
interest in the abstract or modern forms of art disregard them.
This is because their experience of modern art does not satisfy a
profound need.
The profound need for art is to solidify for
the viewer fundamental values, such that these can be grasped
directly as if they were percepts. This is a more
convoluted way of saying: a picture is worth a thousand words.
If I say to you This man is an Apollo, even those of
you unfamiliar with Greek mythology will have seen enough
illustrations of statues of Apollo to know what type of man I am
referring to. Art is the means by which an artist can summon into
full conscious focus his view of the fundamental nature of
reality.
So we can now begin to formulate the
definition of art that Rand offers in Art & Cognition:
Art is a selective recreation of reality according to an
artists metaphysical value-judgements.
Thus art is a concretisation of metaphysics.
Few men, however, have an explicit metaphysics; few have a
carefully-considered, systematically-integrated view of reality,
and even fewer a complete philosophy. Art, therefore, is an
embodiment not of an artists philosophy, but of the
artists fundamental view of man and existence. This fundamental
view is what Rand calls a sense of life.
I would like to explain this in more detail,
because it is important for my thesis. Ones sense of life,
Rand writes, is formed by a process of emotional
generalisation. Unlike other types of abstraction, this
process consists of classifying objects according to the emotions
they evoke, of tying together by association or connotation
all those things which have the power to make an individual
experience the same or a similar emotion.
Rand illustrates this principle of
emotional abstraction with this series of contrasts:
For a child, the
contrasts are: a new neighbourhood, a discovery, adventure,
struggle, and triumph ;
versus the folks
next door, a memorised speech, a family picnic, a known routine,
comfort.
On a more adult level, Rand offers the following contrasts: a heroic man, the skyline of New York, a sunlit landscape, and pure colours;
versus a humble man, an old village, a foggy landscape, muddy colours, etc.
The emotions evoked by such images depend
entirely on an individuals estimation of himself. In
Rands view, therefore, an individual who possesses
self-esteem be they child or adult -- will feel, I quote,
admiration, exaltation, a sense of challenge in
response to the first set of examples, and disgust or
boredom to the second; whereas an individual lacking
in self-esteem will respond with fear, guilt,
resentment to the first set of examples, and relief,
reassurance, and safety in response to the second.
A conscious philosophy does not take the
place of ones sense of life.
If art is required to communicate moral
values, the primary focus of art is unethical. Rand states that
moral values are inextricably involved in art, only as a
consequence, not as a determinant. She further observes
that a distinguishing characteristic of art is that it is an
end in itself, serving no purpose other than contemplation.
It is important to keep such statements in mind later as we
consider the difference between art and propaganda.
Now that we have briefly revisited Ayn
Rands aesthetics, let me take you through a few slides of
paintings and sculptures to illustrate what I have just
described.
The relationship between our mind and
objects consists in how we think about the objects, how we form
ideas about them. But there is always a distance between the idea
and the object. The real object is always larger than the concept
that is supposed to hold it. Yet human nature leads us to assume
that reality is what we think of it.

When I saw the painting above by the Belgian
artist René Magritte at the Los Angeles County Museum of Art,
there was a young American couple trying to figure out the
meaning of the banner in French (Ceci nest pas une
pipe). So I confirmed to them that, yes, it means
This is not a pipe. But it is a pipe,
right? the young lady asked. By chance, I had a matchbox
from my hotel in my pocket, so I handed it to her and told her to
go ahead and light the pipe.
In a way, ideas are unreal. When we attempt
to realise our ideas, what we really do is derealise
them. They cease to be ideas, and instead become actions, events,
objects, enterprises, paintings, etc.
A traditional portrait painter claims to be
able to capture a real person on canvas. In truth, what a
portraitist does is to set down
on
his canvas a schematic selection -- decided arbitrarily by his
mind -- of the infinite traits that make up a living person. This
is precisely Rands definition of art: A selective
recreation of reality.
I do not know whether the two sisters
painted here by Chasseriau were as boring in real life as they
look in this painting. We can only hope for their sake that
Chasseriaus selective recreation of their reality captured
only their dull moments.
Of course, this is the problem with art; it
is only selective reality, it is not reality. There is
always a gap which the artist can never hope to bridge.
Modern artists decided to throw in the
towel altogether. Why bother to attempt to paint the real person
when this always meets with little success? If we decided
instead to paint our own idea of the person, the
portrait would become the truth, and failure would no longer be
inevitable. Expressionism, cubism, abstract art; these
artistic styles are based on this inversion of the traditional
relationship between art and reality, as Rand advocates it. The
painter ceases to paint objects, and instead paints ideas.
It
is only an amusing coincidence that the women depicted by
Chasseriau and Picasso (right) strike an identical pose. I have
not seen any evidence that Picasso wanted to paint his own
version of the relatively insignificant Chasseriau double
portrait, as he did with Velasquezs Meninas, for
instance.
Rand wrote her four essays on art in the
1960s. So what she refers to as modern art is the art
of, say, the previous 30 years; art produced between 1930 and
1960. In painting and sculpture, the big names of this period
were Nolde, Kandinsky, Dali, Paul Klee, and Max Ernst, among
others. The common characteristic of all these artists is a
real loathing for living forms,or at least the forms of living
beings.
Throughout the history of art, there have
been many examples of fads against depicting images. The
iconoclasts in Oriental Christianity and the Moslem law against
representation of human beings are just two examples. Even in
prehistoric times, we observe that the living form was often
abandoned, with artists stylising a serpent into a meander, the
sun into a swastika, etc. Modern art is obviously going
through one of these iconoclastic surges.

But why the current hatred of human forms? The trend may be changing now, but throughout the period between 1920 and 1970, there was a definite desire of artists to dehumanise art. Modern artists were motivated by an aversion to the traditional interpretation of realities, i.e. to the tradition handed down to us by the Greeks through the Renaissance, and to the classical cult of the beauty of the human body.

This painting to
the left is by Nolde
Most modern artists claim that they have no
teachers, and when they do acknowledge an influence by any
older artistic works, they mention prehistoric periods or savage
primitivism. In other words, these artists find their inspiration
in peoples lacking in any formal tradition.

When artists
condemn any and all artistic styles that preceded them, what else
can this mean but that the artists are turning their back against
Art itself? For what is art, concretely speaking, if not
such art as has been made up to now?
(Left is a painting by Max Ernst)
I had some
difficulty attempting to illustrate this presentation with slides
of National/Socialist and Soviet paintings. Most
National/Socialist art was destroyed during the Second World War
or immediately thereafter, and the little that remains is never
exhibited. Same too for Soviet art. The Tretiakov Gallery in
Moscow, for example, had until 1991 an entire section devoted to
Soviet paintings, and several other Russian museums displayed an
impressive number
of
significant works, all of which have now been relegated to the
basement storage rooms.
This is a portrait of Ekaterina Kruglikova
by Mikhaïl Nesterov. Nesterov, was very active even before the
Soviets came to power and actually specialised in paintings with
religious themes.
This portrait dates from 1938. The artist
used large brushstrokes, reminiscent of Frans Hals, but these
draw our gaze towards the one element of the painting that is
graphically precise, the animated face, and especially the single
eye. It is this eye that is the most important element of
the painting. Kruglikova was an engraver, someone with a keen eye
for detail. The view of St Petersburg on the wall is not
accidental and is probably an engraving made by Kruglikova
herself. The light in the room is the bright light of the
Northern countries. This light falling on the black of the
dress makes the fabric seem almost alive. This contrasts
with the black of the piano which is wooden and stiff. The almost
masculine hand holding a cigarette (the working hand of an
engraver) is softened by the flower. The pose is totally
unnatural, but it conveys a sense of purpose; this is a woman
with a precise purpose to her life.
This
is another portrait by the same artist, Mikhaïl Nesterov, and
the sitter this time is the sculptress, Vera Mukhina. In the
painting, we are witness to Mukhina at work. Unlike the
Kruglikova portrait, there is no setting here, no accessories;
these have instead been replaced by action. The figure of the
sculptress and the model sculpture she is working on occupy the
entire surface of the canvas in a close-up. As befits an artist,
it is Mukhinas creation that first attracts the
viewers attention, and thanks to the direction of the
movement, our eye is then drawn to the artists determined
face. Thus the whole composition is an unusual diagonal,
which lends extraordinary dynamism to the painting.
The clay model of the sculpture on which
Mukhina is working in this painting is called Boreas, an
allegory of the North. Mukhina is famous for another sculpture
which, more than any other work of art, has become a powerful
artistic symbol of the Soviet Union.

Even
if you have never heard of Vera Mukhina, you have most likely
seen a reproduction of this monumental sculpture. It was
originally perched atop the Soviet pavilion at the Paris World
Exhibition in 1937. It now stands on one of the garden rings in
Moscow. Ayn Rand used to say how much she enjoyed
MichelAngelos heroic works. Yet, Rand as we all know was a
militant atheist, and almost all of Michelangelos
creations are of a religious nature. There are several possible
interpretations of any work of art. We may be moved by the Pieta
in St Peters in Rome, not because we see in it the Mother
of God mourning the crucified Lord, but because we see a
representation of both female beauty and universal sorrow. In
this sculpture by Mukhina, we see the embodiment of pure energy.
In
William Blakes poem, The Marriage Of Heaven And
Hell, the devil says Energy is Eternal Delight.
Historically, the depiction of energy was the very first artistic
subject. But originally, this energy was identified only with
animals. When we look at the first paintings in Lascaux and
Altamira, humans are ludicrously tiny figures compared to the
muscular and powerful bulls or the racing antelopes.
It is only at the time of the Greeks that
Man too came to symbolise energy. Through the sculptures of
athletes and heroes, we can all relive this energy in our own
bodies. And when we become conscious of it, this embodiment of
energy becomes a source of deep artistic pleasure.
This is what sense of life means. In Nesterovs portrait, we become acquainted with Mukhinas character. The painter captured on canvas Mukhinas focused expression, her determination. Here we see her own sense of life embodied in her work. Despite the political symbolism of the hammer and sickle, we need not interpret this sculpture as communism moving forward; it represents the glorification of any worker and peasant, any human being as worker and creator.

Directly opposite the Soviet pavilion at the
1937 Paris Exhibition stood the German pavilion. Albert Speer was
the architect. It was a huge edifice, the biggest building of the
whole exhibition. The entrance to the main hall was flanked by
two statues, each 7m tall. This is one of them; the sculptor was
Josef Thorak. The sculpture personifies Comradeship.
In the Mukhina sculpture, we saw energy in movement; the man and
woman charging ahead. Here there is no movement at all. Since the
ancient Greeks, artists have faced the difficulty of how to
depict energy in a stationary figure. Attempting to show
movement in sculpture, itself an extremely static medium, could
instead give the viewer a feeling of limitation. The Greek
sculptor Myron, as you may know, solved this problem in his work,
Discus Thrower, in which he shows the athlete at the
precise moment when he completes his backswing before swinging
forward with the discus.
In this sculpture, the two males are
standing still. Yet a feeling of energy is still conveyed, not by
the movement, but by the potential of the movement, and
the mass of the muscles shows how powerful this movement will be
when released. The art historian Kenneth Clark identifies a
stylistic figure he calls the heroic torso. It is the nude
torso that immediately attracts the viewers attention and
projects this feeling of energy.

As we shall see (and the painting above by
Lieberman is a good example), nude figures turn up everywhere in
National/Socialist art.

And they are very nude figures
indeed, as you can see from the above painting which hung in
Hitlers own living room in his private residence in Munich.
No fig leaves or idealised body forms here.
This is surprising from a regime that was so puritanical, and the
complete opposite of Soviet art, where nude figures are almost
never seen. The reason for this is obvious when you consider the
ideology of each regime. A nude body reveals its racial
purity, whereas clothing indicates belonging to a specific social
class. The painting here, by Adolf Ziegler, represents the Four
Natural Elements: Fire, on the left, depicted by a
torchbearer; Water, a woman with a bowl; Earth, a woman with a
bundle of wheat; and finally, by deduction, the woman to the
right must be Air.

In the above painting, clothes tell the
whole story; there is no need for a setting. The people portrayed
are manual workers. Actually, the name of this painting by Victor
Popkov is The Builders of Bratsk, Bratsk being a city in
Siberia. These figures are not heroic, in the sense that the
subjects are not meant to be superhumans. But we can see that
these people have done strenuous work, and they have done it
well, they are proud of it, and they are ready to start again.
Here
too, clothes tell the story, and the story is one of class
struggle. There is no need for further explanation. The concerned
look of the factory owner, who understands the peril of the
rising revolutionary movement; the driver (with the cap), a
traitor to the working class -- he is grinning, blissfully
unaware (unlike his master) of the danger that the future holds
for him; the defiant worker; and finally the eyes of the other
workers shining in the background.
Is this propaganda, you may ask? Ioganson,
the painter (and this work dates from 1950s) desperately wants to
teach us something. The action is expressed too obviously in this
painting. All the workers are positioned on one side, spatially
and psychologically. You cannot understand this story unless you
interpret it in the context of class struggle. It is like people
showing snapshots of their vacation; you can only be interested
if you are part of that story. Likewise, here, we have a private
story of people involved in a class struggle, and unless we
believe this is our story as well, we leave them to it. We are no
longer involved. The painting closes in on itself; it wants you
to see only one meaning. There is only one lesson to be taken
from this story, but as Rand used to say: The basic purpose
of art is not to teach, but to show.
And
that is the difference between art and propaganda. I am not even
going to mention the 22,000 statues of Lenin produced by the
Lenin Statue Factory N°5, the paintings of SS troops
storming Warsaw, and all that rubbish. This cannot be considered
as art, and therefore has nothing to do with my subject.
Actually, we even have unconsciously reverse
propaganda. In an extraordinary sort of way, even under the
most repressive political regime, official artists -- in other
words, those who obtain government commissions and participate in
public exhibitions -- still manage to express their own personal
value- judgements in their work. As such, there is a certain
ambiguity in their work, which saves these artists from being
mere illustrators of the official ideology.
This painting by Iuri Pimenov is dated 1927. With a title like We Shall Build A Heavy Industry, you expect the worst. But take a closer look: The workers themselves are being engulfed by the very furnace they are feeding. The movement is awkwardly backward, from right to left. The revolution is devouring its children. The energy, this time, does not come from the individual figures (their expression is meant to be naive, almost primitive), but from the collective, the brute force of the iron scaffolding, and more importantly from the vibrancy of pure colours.

There is a furnace in this painting too, but of a different kind. This is 1942. Constantin Eliseev shows us all these soldiers marching forward to an ominous fate. They are like robots under their steel helmets, and yet just here in the middle, look, there is a human being.
The Nazis used to criticise the Soviets for
portraying work of only the industrial kind, the work of the
machine. National Socialist iconography shows work as the
activity of huge, muscular men, of peasants -- and peasants not
behind tractors, but behind large, muscular horses. Ecology was
born under Hitler. It was the Nazis who began the Cult of Nature
in its modern sense, what is referred to as deep
ecology. The first government agency specifically organised
for the protection of the environment was established in Germany
in 1936.
This
painting dates from 1938. It shows an idyllic landscape, a
depiction of harmony and communion with the German Vaterland.
But the artist, Werner Peiner, could not help but show menacing
clouds on the horizon. And his intuition was, of course, correct.
By their very sensitivity, artists perceive events that may not
be clear to the rest of us. They are like scouts who travel to
places where we have never been, and who return to tell us what
they have seen.
The
same intuition of a doomed future led Adolf Wissel to give an
almost neurotic look to this German family. The date is 1939. It
is as though these people know that they will never enjoy a happy
family meal together. Note the superb painting technique, the
clarity of the vision. It is precisely this type of technique
that Rand appreciated in artists such as Vermeer.
The young Aniska, whose
portrait
we see now, is a member of the Communist Young Pioneers organisation; you can tell by the red scarf she wears around her neck. What is moving in this picture is that the painter, David Sterenberg, has chosen to show the girl in the uniform of a collective organisation, while at the same time conveying a feeling of absolute loneliness.
The point I wish to make in showing you these paintings is this: an artist possesses a sense of life, as Rand describes. This sense of life finds its expression in the artists work, even before any specific political philosophy. Sometimes, this sense of life contradicts the official ideology so much that the artist cannot help but to introduce an element of doubt in the very political message he is delivering.
When Fritz Klimtsh sculpted this Galathea
in 1939, the Nazis were certainly swift to proclaim this
model as the embodiment of Aryan beauty. In my opinion, it is the
embodiment of beauty, full stop. Any ideological content here is
superfluous, whether it be for or against the work of art. Of
course, beauty also has something cold about it; it is simply too
perfect, and it lacks any vulnerability that would allow us to
relate to it.

CONCLUSION
I quoted Ayn Rand earlier as saying that art
is the most important of all human endeavours. This was certainly
true in the 19th century, but by Rands time, art
had become inconsequential in the West. Consider these paintings.
This one is by Miro

That one by Klee.
This is pure tomfoolery, and it is meant to be. Or at least, it is executed with the artists tongue firmly in his cheek. Modern art is an ironic reflection of art upon itself, of art as an idea and a theory.
For Ayn Rand, and of course for the Romantic
artist, art can never be tongue in cheek. Art is an
activity of enormous integrity. In light of the diminished
significance of religion, art was expected to take upon itself
nothing less than the salvation of mankind. The great artists had
statues of themselves erected in public parks, they appeared
before the masses with the air of prophets or of founders of
religion. Think of Wagner or Tolstoï. When Victor Hugo died in
1881, one million people followed his funeral procession; such
crowds would not be seen again in the streets of Paris until the
May 1968 demonstrations.
However, some in the 20th
century did take art seriously: namely, the Soviets and the
Nazis. The French often quote Goebbels (or was it Baldur von
Schirach), who used to say, When I hear the word culture,
I reach for my gun. This is a misinterpretation. Because
the leaders of the Nazi and Communist regimes were mere thugs, we
find it difficult to believe that they could produce any culture,
art, or beauty. In fact, quite the opposite is true. Art
was given a prominent status in these totalitarian regimes. And
here, there are two paradoxes: the first is that it is in these
countries -- revolutionary countries that claimed to be creating
an homme nouveau, a radically new man and a new society
that the great artistic tradition of the Renaissance was
maintained. The second paradox is that these countries
governed by thugs and illiterates imposed exceptionally high
standards of education and cultural activities (which,
incidentally, is proof that education and culture are no
guarantees of political freedom).
There are also two paradoxes with Ayn
Rands aesthetics. The first is that she had only a very
superficial knowledge of the subject she tackled. She probably
never bothered to read other philosophers who wrote about
aesthetics, be it Plato, Hegel, or Ortega y Gasset. Certainly,
what is obvious from reading The Romantic Manifesto is
that Rands artistic culture, her knowledge of painting,
sculpture, and literature seems limited to what she read as a
teenager at the Smolny Institute, the elite school for girls she
attended in tsarist St Petersburg.
The second paradox is that her philosophy of
aesthetics is grounded on her psychoepistemology, which itself is
nothing more than common sense; that we all know the difference
between our senses, percepts, and so on.
However, it is this simplicity in her
philosophy of aesthetics that gives it an immediate appeal; it is
not erudite and specialised because it refers to our common
experience.
What is truly novel in Rands approach,
however, is the emphasis she places on an artists sense
of life. Art is universal in the sense that every human
society produces some sort of artistic works. Yet a single work
of art is not universally admired, because each one of us has a
different sense of life; what I like is not what you like. But
when you and I enjoy the same art, it transcends history,
culture, religious beliefs, social environments, and the artist's
explicit philosophy. This is what I have tried to illustrate with
paintings and sculptures that we can all enjoy, and yet
which were created by official artists of the two most despicable
political regimes of all time.
Rand herself ranks Victor Hugo as her
favourite novelist, yet Victor Hugo was irrational by
Randian atheistic and rationalist criteria; Hugo was a believer
in God, a believer in the occult, he channelled
messages from the dead, and, worst of all, he was a social
democrat.
Likewise Rand mentions Edmond Rostands
Chantecler as her favourite play. This drama is not in a
league with Euripidess and Shakespeares, it is not
even a great work of art, but still, as Rand does, I like it. I
enjoy Rostands sense of life, and I am more moved by Cyrano
de Bergerac, LAiglon or Chantecler, than by
other greater masterpieces, but in which I do not find the values
which are mine. Only snobs praise art that does not move them.
As the etymology reveals, an author (auctor)
is one who makes something larger, who magnifies,
who ennobles.. Hugo and Rostand both dare to be great. They
portray characters who are larger than life. They create heroes.
Lets look for the artists that bring
out the hero that is inside each one of us.
August 1998